Banking, Regulatory and Finance Law

Over decades, we developed excellence in managing all legal aspects related to banking, regulatory and finance law.

In a world more and more driven by aversion to risk, and where compliance requirements often prevail over commercial targets, we provide integrated solutions to our clients in order for them to comply with all banking and finance regulatory legislations in multi jurisdictions environments. We help both regulated financial institutions, and their clients, to find the optimal regulatory compliant solutions to achieve their core business missions. We also advise regulatory agencies for the enforcement of the regulations they monitor.

We further assist in the securitization and management of large loan portfolios, from assignment to recovery. 

As far as the complexities of regulatory environments are concerned, we advised both regulators and corporations more specifically on:

•  Every stage of a regulator enquiry or enforcement action;
•  Innovative registered and exempt pooled investors, including business development companies, exchange traded funds, liquid and illiquid alternatives, mutual and hedge funds, employee securities companies and all other special purpose companies
•  All types of industry specific regulatory approvals and license compliance management 
•  Organization and operation of a wide range of registered fund and hedge fund products
•  Development, documentation and implementation of compliance policies and procedures and training of firm personnel